D-703

Disintegration Testing

Section D — Laboratory Operations and Specifications Revision 8 7 pages

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1.0 Purpose 
 This procedure provides detailed instructions on the calibration and use of the Hanson Phase
 One and the PTZ AUTO 4 Disintegration Testers for disintegration evaluation of various
 products. 
 2.0 Scope 
 2.1 This procedure applies to the following items: 
 2.1.1 Uncoated, film coated, plain coated, delayed release and enteric coated tablets.
 2.1.2 Hard and soft gelatin and vegetable capsules used in final products or as raw
 materials. 
 2.2 This procedure does not apply to the following items: 
 2.2.1 Chewable tablets, powders, liquids, and gummies 
 2.3 Specialty formulations not covered in this procedure can follow official USP and NSF
 monographs. 
 3.0 Responsibility 
 | It is the responsibility of QC and Analytical Chemists to follow this procedure.
 
 3.2 ‘It is the responsibility of R&D to assign disintegration specifications when customer
 does not provide a specification. 
 
 3.3. ‘It is the responsibility of QC Laboratory Management to implement this procedure and
 
 
 

[SOP 

 Standard Operating Procedure SOP No | Rev Peactiete 
 Disintegration Testing 
 D-703 8 age 20 
 
 to ensure that the procedure is being followed. 
 
 3.4 It is the responsibility of QC Laboratory Management to keep this procedure aligned
 
 with current practices. 
 
 4.0 Definitions 
 
 4.1 QC — Quality Control 
 
 4.2 NIST — National Institute of Standards and Technology 
 
 4.3 NSF — National Science Foundation 
 
 4.4 NMT — Not More Than 
 
 4.5 CPM — Cycles per minute 
 
 4.6 Disintegration — As defined by USP <2040> Disintegration and Dissolution of Dietary
 Supplements, the state in which any residue of the unit, except fragments of insoluble
 
 coating or capsule shell, remaining on the screen of the test apparatus or adhering to the
 lower surface of the disk, if used, is a soft mass having no palpably firm core
 
 5.0 References 
 
 del USP <2040> Disintegration and Dissolution of Dietary Supplements 
 
 5.2 USP <701> Disintegration 
 
 2.3 NSF/ANSI 173-2012, Section 5.4.1 
 
 5.4 D-703-F1, Form, Disintegration Test Ticket 
 
 5.5 C-501, SOP, Document Control Procedure 
 
 5.6 C-502, SOP, Record Storage, Retention, and Destruction 
 
 
 

[SOP 

 Standard Operating Procedure SOP No Rev 
 D-703 Page 3 of 6 
 Disintegration Testing 
 
 6.0 Equipment 
 
 6.1 Apparatus 
 
 6.1.1 For tablets or capsules that are NMT 18mm long, use the apparatus that meets
 the requirements and specifications of USP <701> Disintegration, Apparatus A
 
 (6 positions). 
 
 6.1.2. For tablets or capsules greater than 18mm long, use the apparatus that meets the
 requirements and specifications of USP <2040>, Apparatus B (3 positions).
 
 7.0 Calibration 
 
 Ta Calibration - the apparatus is calibrated for stroke length, stroke rate, and bath
 
 temperature. 
 
 7.1.1. The stroke length is calibrated by holding a marker to the base of the shaft
 during operation and then measuring the line left on the shaft. The length of the
 
 mark is measured by a calibrated, NIST traceable micrometer. The acceptable
 stroke length tolerance is 5.5 cm +/- 0.2 cm. 
 
 7.1.2. The stroke rate is measured by a calibrated, NIST traceable timer. A cycle is
 defined by the up and down stroke of the basket assembly. Time the apparatus
 
 for 30 cycles and divide 30 by the time taken in minutes. The acceptable stroke
 
 rate tolerance is 29 to 32 strokes per minute. 
 
 7.1.3 The bath temperature is calibrated by placing a calibrated, NIST traceable
 
 thermometer next to the thermocouple in the water bath. The set point for the
 thermocouple is 37°C. The acceptable temperature tolerance is 35 °C to 39 °C.
 
 8.0 Procedure 
 
 9.1. The specification for disintegration is the maximum disintegration time allowable.
 
 
 

[SOP 

 Standard Operating Procedure SOP No Rev ee 
 Disintegration Testing 
 D-703 8 age 40 
 
 9.2 Testing will be performed using deionized water as the immersion fluid unless a
 USP/NSF monograph or product specific test detail states otherwise.
 
 92 1L beakers are used as vessels. Place vessel into water bath and add 800 mL of
 Millipore water. Check to make sure the basket does not completely submerge. Adjust
 
 water level as necessary. 
 
 9.4 Check water bath level against the fill line. Adjust water level to the fill line as
 necessary. 
 
 9.5 Equilibrate the vessel to 37°C +/- 2°C. Equilibration can be determined at any point by
 testing the temperature of the contained fluid using a calibrated thermometer.
 
 9.6 Place 1 dosage unit in each of six tubes before allowing basket to submerge.
 
 97 If using the PTZ Auto 4, select the appropriate method given the required time. Select
 
 basket position for desired apparatus. Press Start button. 
 
 9.7.1 It is important to note that while standard functionality for the PTZ Auto 4 is the
 
 independent operation of each basket assembly; all simultaneous runs must be
 
 the same method. 
 
 9.8 Operate the apparatus for the duration using the described parameters for stroke, CPM,
 
 and temperature. 
 
 9.8.1 Use of disks is permitted. 
 
 9.8.2 If the tablet has a soluble external coating a five minute presoak of the tablet in
 room temperature water is permitted to remove coating. 
 
 9.8.3. If the product is predominately hydrophobic or has poor wettability the use of
 bile salts, 0.2% SDS, or 0.2% Triton X-100 maybe used. 
 
 99 At the end of the testing cycle, lift the basket assembly, observe the tablets and
 determine if each unit has disintegrated. 
 
 
 

[SOP 

 Standard Operating Procedure SOPNo | Rev 
 D-703 8 Page 5 of 6 
 Disintegration Testing 
 
 9.9.1 If all the dosage units have disintegrated then the product has passed.
 
 9.9.2 If three or more dosage units fail to completely disintegrate then the product has
 
 failed. 
 
 9.9.3 If one or two tablets fail to disintegrate completely, repeat the test on 12 more
 
 dosage units. The product passes if not less than (NLT) 16 of 18 tablets tested
 
 are disintegrated. 
 
 9.10 Delayed Release/ Enteric Coated Tablets 
 
 9.10.1 Simulated Gastric Fluid TS Prep: Dissolve 2.0 g of sodium chloride and 3.2 g
 of purified pepsin, that is derived from porcine stomach mucosa, with an activity
 
 of 800 to 2500 units per mg of protein, in 7.0 mL of hydrochloric acid and
 sufficient water to make 1000 mL 
 
 9,10.2 Simulated Intestinal Fluid TS Prep: Dissolve 6.8 g of monobasic potassium
 phosphate in 250 mL of water, mix, and add 77 mL of 0.2 N sodium hydroxide
 
 and 500 mL of water. Add 10.0 g of pancreatin, mix, and adjust the resulting
 
 solution with either 0.2 N sodium hydroxide or 0.2 N hydrochloric acid to a pH
 of 6.8 + 0.1. Dilute with water to 1000 mL 
 
 9.10.3 Omit the use of a disk. Place 1 tablet in each of the six tubes of the basket, and if
 the tablet has a soluble external sugar coating, immerse the basket in water at
 
 room temperature for 5 min. Then operate the apparatus using simulated gastric
 fluid TS, maintained at 37 + 2°, as the immersion fluid. After 1 h of operation in
 
 simulated gastric fluid TS, lift the basket from the fluid and observe the tablets:
 
 the tablets show no evidence of disintegration, cracking, or softening. Operate
 the apparatus using simulated intestinal fluid TS, maintained at 37 + 2°, as the
 
 immersion fluid for the time specified in the monograph. Lift the basket from
 the fluid and observe the tablets. 
 
 9.11 Delayed Release/ Enteric Coated Capsules 
 
 
 

[SOP 

 Standard Operating Procedure SOP No Rev 
 D-703 Page 6 of 6 
 Disintegration Testing 
 
 9.11.1 Place 1 softgel capsule in each of the six tubes of the basket. Omit the use of a
 disk. Operate the apparatus using simulated gastric fluid TS, maintained at 37 +
 
 2°, as the immersion fluid. After 1 h of operation in simulated gastric fluid TS,
 lift the basket from the fluid and observe the softgels: the softgels show no
 
 evidence of disintegration or rupture that would permit the escape of the
 
 contents. Operate the apparatus with disks using simulated intestinal fluid TS,
 maintained at 37 + 2°, as the immersion fluid for NMT 60 min. Lift the basket
 
 from the fluid and observe the capsules. 
 
 9.12 Documentation D-703-F1 Disintegration Test Ticket 
 
 9.12.1 Results for finished product testing are recorded on Form D-703-F1
 Disintegration Test Ticket. 
 
 9.12.2 All documentation will be distributed and maintained as outlined in SOP C-501
 Document Control and SOP C-502 Record Storage, Retention, and Destruction.
 
 10.0 Revision History 

| Rev | Date | Description of Changes | CCR # | By |
|-----|----------|------------------------|-------|----|
| 0 | 05/06/10 | Original = : | - | - |
| 1 | 01/24/12 | Update SOP format - - | - | - |
| 2 | 02/25/13 | Increased specificity of instructions and tolerances, reformatted Updated format, added NIST traceable standards, added NSF | 13-079 | B. Johns |
| 3 | 01/20/15 | requirements. Expanded procedure for testing non-monograph formulations. Biennial Review. 7 Jeleide h A y d d d r e o d p h t o es b t i c pa o r r a m h e a t v e e r s p o f o o r r l p y r w o e d t u t c a t b s il t i h t a y t . are predominately Ieepsn ican | 15-0015 | B. Johns |
| 5 | 08/01/17 | Added new equipment. General clarifications. | 17-0765 | N. Zhang |
| 6 | 02/23/21 | Updated to reflect correct disintegration apparatus. Minor changes CC- | 21-0098 | J. Sassman |
| 7 | 03/23/22 | Minor changes for clarity. CC- : ls Udepidtiantge, dA fdodre PdT dZo cAuumteon t4a utsieo.n U r p e d q a u t i e r d e m S e c n o t p s e a n a d n d r e P f r e o r c e e nc d e u s r . e for CC-24-0323 J. Ni . cholson | 22-0115 | S. Sassman |

 
 

[SOP 

 ION Disintegration Test Ticket 
 py Nusztionar Form: D-703-F1 CCRNo. —_CC-24-0323 Revision: 8 
 
 Logbook Number: Logbook Page: of 
 
 [Ul Abe) C1 BG tube) 
 
 Determination (circle one): Pass Fail 
 Comments: 
 
 Performed By/Date: 
 
 Reviewed By/Date: