E-703

Raw Material Sampling Procedure

Section E — Materials Management Revision 12 9 pages

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Standard Operating Procedure SOP Number Revision 
 @HB lon — E-703 12 
 Labs | Raw Material Sampling Procedure | Effective Date ! 
 _| Page 1 of-6-] 
 1Olorlos 
 Ut by/ Date Reviewed by/ Date Approved by/ Date 
 
 Title: Oc Microbiologist II Title: QC Lab Manager Title: QA/QC Director 
 
 1. Purpose 
 
 The purpose of this procedure is to define the process for the sampling of raw materials.
 
 2. Scope 
 
 This procedure applies to all raw materials used at Ion Labs, Inc. 
 
 3. Responsibility 
 
 3.1. It is the responsibility of QC Laboratory Management to implement and maintain this
 procedure. 
 
 3.2. It is the responsibility of Warehouse personnel to strictly follow the procedure.
 
 A, Definitions 
 
 4.1. R#— Receiving number assigned to raw material upon receipt 
 
 4.2. RMID — Unique number assigned to a raw material for identification purposes
 
 4.3. IPA — 70% Isopropyl! Alcohol 
 
 4.4. Aleonox — A powdered precision concentrated cleaning anionic detergent
 
 4.5. Simple Green — All-purpose cleaner 
 
 4.6. QC — Quality Control 
 
 5. References 
 
 5.1. B-103, SOP, Cleaning Product Preparation and Small Parts Cleaning 
 
 5.2. D-111, SOP, Allergen Testing for Production Equipment 
 
 5.3. D-201, SOP, QC Laboratory Sample Logbook Recording 
 
 5.4. A-106, SOP, Documentation Guidelines for cGMP Records 
 
 
 Owrong entry Las. iolo1/25 

[SOP 

 Standard Operating Procedure SOP No | Rev No Page () 
 Raw Material Sampling Procedure E-703 12 2 of6] 
 
 5.5. C-502, SOP, Record Storage, Retention, and Destruction 
 
 5.6. E-703-F1, Form, Raw Material Sampling Log 
 
 5.7. E-703-F2, Form, Sampling Room Cleaning Log 
 
 5.8. D-201-F1, Form, QC Laboratory Sample Log Book 
 
 5.9. World Health Organization Technical Report Series, No.929, 2005 
 
 6. Sampling Procedure 
 
 6.1. All sampling is to be performed in the sampling room. Prior to bringing the material into the
 
 sampling room, the room and any equipment in that room must be cleaned. Reference Form E-
 703-F2 Sampling Room Cleaning Log to ensure that the sampling room has been cleaned prior
 to use. 
 
 6.1.1. If necessary, clean the outside of the containers before transporting into the sampling
 room to avoid contamination of the sample. 
 
 6.1.2. Wear gloves, lab coat, hair nets, safety glasses, sleeves, and face masks to prevent
 contamination of self and/or material when sampling. Observe any safety warnings
 associated with the material being sampled. Reference B-103 Cleaning Product
 Preparation and Small Parts Cleaning for cleaning sampling utensils.
 
 6.1.3. Only one R# is to be brought to the sampling room and sampled in the room at any
 
 time. 
 
 6.1.4. Choose a suitable, clean spatula/scoop/sampling spear and 20cc scintillation vial or
 equivalent container to collect and store the material. Any sampling equipment should
 be cleaned. 
 
 6.1.5. Any disposable sampling utensils used must be discarded between each use and a new
 
 sampling utensil retrieved for next samples taken. 
 
 
 
 wrong, entry, LAS lo/s5 

[SOP 

 Standard Operating Procedure SOP No | RevNo| Page ¢) 
 E-703 12 30f6 | 
 Raw Material Sampling Procedure 
 6.1.6. The number of samples for each raw material R# 1s determined 
 
 6.1.6.1. For materials that have a history of compliance and product quality that have
 been received from currently approved, one (1) representative container will
 be sampled for each R#. 
 
 6.1.6.2. For materials which the previous. receival from the — specific
 supplier/manufacturer that did not meet acceptance criteria and was rejected,
 
 the Expanded Sampling Plan ad detailed in the table in 6.1.6.4 will be
 utilized. 
 
 6.1.6.3. For materials that are new to the facility or from a new manufacturer for the
 material, the Expanded Sampling Plan is detailed in the table in 6.1.6.4.
 
 6.1.6.4. Expanded Sampling Plan 
 
 Quantity of Quantity of 
 
 Containers Received | Containers to sample 
 WN) (1) 
 1 l 
 2-3 2 
 4-6 3 
 7-13 + 
 14 - 20 5 
 21 - 30 6 
 
 31-42 7 
 43 - 56 8 
 57 - 72 9 
 73 -90 10 
 91-110 11 
 111-132 12 
 133-156 13 
 157-182 14 
 183-210 15 
 
 This table is based on the calculation using the formula for all shipments with
 
 more than one container. Any amount of containers received not captured in
 the table above will need to be hand calculated for VN+1 sampling.
 
 n= VN+1 
 
 where: 
 N = the number of individual containers for the R# 
 n= the number of containers to be sampled for the R# 
 
 
 
 Muwrong, entry LAs 16/01/25 

[SOP 

 Standard Operating Procedure SOP No Rev No Page G) 
 Raw Material Sampling Procedure E-703 12 4 of-6 1 
 
 6.1.6.5. For materials that have a history of compliance and product quality that have
 been received from currently approved, one representative container will be
 sampled for each R#. 
 
 6.2. Sampling Allergens 
 
 6.2.1. When specific allergens are to be sampled (Dairy, Egg, Soy, etc.), identified sampling
 
 utensils will be used to sample their specific raw material (unless using disposable
 utensils). At completion of sampling, clean the utensils and place them in a specific
 cabinet. The sampling booth will be cleaned by a Major Clean (see section 7.5) upon
 completion of sampling after each allergen material and before non-allergen materials
 
 will be sampled. 
 
 6.3. Collect samples per the sampling requirements defined on the raw material specification sheet
 defined on Batch Master. 
 
 6.3.1. Samples collected for laboratory testing should be a composite sample that is
 representative of each container sampled. 
 
 6.3.2. Unless otherwise specified, 150g of sample should be collected for the lab divided into
 
 six (6) bags divided as follows: 
 
 Sample Label Amount (g) 
 
 Lab (3) 30 (Each) 
 Micro 20 
 
 Reserve 10 
 
 Outsource 30 
 
 6.4. Identify the samples with the following information 
 
 6.4.1. Raw material Name 
 
 6.4.2. Manufacturer/Vendor’s Name 
 
 6.4.3. R #/ RMID 
 
 6.4.4. Manufacturer’s lot # 
 
 
 Ouirong entry Us 10/0715 

[SOP 

 Standard Operating Procedure SOP No | RevNo| Page g 
 Raw Material Sampling Procedure E-703 12 5 of 6 
 
 6.4.5. No. of containers collected — e.g., 1 of 2, 2 of 2. 
 
 6.4.6. Sampled by/Date sampled 
 
 6.5. Close and reseal each container then place into another plastic bag (secondary confinement)
 after sampling to protect content integrity. If a bag has been punctured to take a sample, then
 the sampling hole should be appropriately closed with food grade tape.
 
 6.6. Sampled containers should be identified with a “Sampled” sticker. 
 
 6.7. After each sampling, the Form E-703-F1 Sampling Log is completed as follows:
 
 6.7.1. Date of sampling, R#/RMID sampled, number of containers received, samples taken,
 performed by, etc. 
 
 6.8. The samples will be delivered to the QC laboratory for analysis. Log the samples on form D-
 201-F1 QC laboratory Sample Log Book. Refer to SOP D-201 QC Laboratory Sample
 
 Logbook Recording for logging instructions. 
 
 6.9. Reserve Samples 
 
 6.9.1. Reserve samples will be pulled and delivered to the QC Laboratory in the same manner
 as defined in section 6.3. 
 
 6.9.2. Reserve samples are logged and maintained by the QC Laboratory.
 
 7. Cleaning Procedure 
 
 7.1. Monthly cleaning for the sampling room 
 
 7.1.1. Vacuum ceiling. 
 
 7.1.2. Wipe the wall and vinyl] strips with warm water. Disinfect with IPA.
 
 7.2. Weekly cleaning for the sampling room 
 
 7.2.1... Mop the floor with warm water containing damp mop floor cleaner. Allow to dry.
 
 7.3. Daily cleaning for the sampling room 
 
 7.3.1. Empty waste container. 
 
 7.3.2. Sweep the floor with a dust headed broom, a sweeper, or vacuum, to diminish the
 possibility of powder or dust to the air. 
 
 
 Mvsrong, entry LAs 10 lovl2s 

[SOP 

 Standard Operating Procedure SOP No Rev No Page (i) 
 Raw Material Sampling Procedure E-703 12 6 of 6 | 
 
 7.3.3. Wipe shelves and equipment with IPA and allow to air dry. 
 
 7.3.4. After use and reuse, wash any non-disposable sampling tools with Simple Green or
 Alconox cleaning solution, rinse with warm water, spray with IPA, and allow to
 dry. 
 
 7.4. After each cleaning, document the cleaning on Form E-703-F2 Sampling Room Cleaning
 Log. 
 
 7.5. Cleaning following Allergen Sampling 
 
 7.5.1. The sampling booth will be cleaned by a Major Clean upon completion of
 sampling each allergen material and before non-allergen materials will be sampled.
 
 7.5.1.1. Prepare cleaning solution as described in SOP B-103 Cleaning Product
 Preparation and Small Parts Cleaning for cleaning curtains, cabinets, and
 
 shelves. 
 
 7.5.1.2. Vacuum the ceiling. 
 
 7.5.1.3. Wipe curtains, cabinets, and shelves with Alconox. 
 
 7.5.1.4. Clean the floor with damp mop floor cleaner. 
 
 7.5.2. After cleaning, document the cleaning as a major cleaning in the daily cleaning
 section of Form E-703-F2 Sampling Room Cleaning Log. 
 
 7.5.3. Once the Major clean is completed after allergen sampling, the sampling booth will
 
 be swabbed for allergens as defined in SOP D-111 Allergen Testing for Production
 Equipment. Results will be documented on Form E-703-F2 Sampling Room
 Cleaning Log. 
 
 8. Documentation Requirements 
 
 8.1. A PQV (process quality verification) check must be performed for each completed logbook
 page as outlined in SOP A-106 Documentation Guidelines for cGMP Records.
 
 8.2. Documents will be maintained following SOP C-502 Record Storage, Retention, and
 Destruction. 
 
 
 

[SOP 

 Standard Operating Procedure SOP No | RevNo) Pageg 
 Raw Material Sampling Procedure E-703 12 7 of-6| 
 
 8.0 Revision History 

| Rev | Date | Description of Changes | CCR # | By |
|-----|----------|------------------------|-------|----|
| 0 | 05/06/10 | New procedure - ; ] 09/21/11 Changed sections 5.3.4, 5.3.5.,5.3.6, removed section 5.5. : 7 | - | - |
| 2 | 12/13/12 | Changed the SOP title and format, revised SOP for clarity. ; “ | - | - |
| 3 | 04/02/13 | Changed the SOP logo and number. - - | - | - |
| 4 | 02/05/14 | Changed the SOP title and format, revised entire procedure. | 14-0122 | V. Iltcheva |
| 5 | 03/14/14 | Changed section 6.8 add secondary confinement . | 14-0182 | L. Titolo |
| 6 | 04/16/14 | Added section for allergen sampling and cleaning. | 14-0337 | M. Wienke |
| 7 | 09/06/16 | Biennial review; added reference to SQF, rearranged cleaning steps. | 16-0793 | E. Hasanbasic |
| 8 | 02/03/20 | Triennial review; updated to current process, minor corrections. CC- | 20-0075 | J. Sassman |
| 9 | 09/24/21 | Added allergen swabbing to cleaning procedure. CC- | 21-0365 | J. Sassman |
| 10 | 12/06/21 | Updated to correct VN+1 table and correct cleaning solutions. CC- Added use of disposable sampling utensils. Updated format and a! OLN wboortdhi nfgo rmtsh.r oAudgdheoudt .d oAcdudmeendt cahtieocnk broexqeusi rfeomre enatcsh a snadm pSlOinPg. booth to CC-22-0480 a aureny references. Add the amount in grams of raw materials for the warehouse | 21-0453 | J. Sassman |
| 12 | 08/15/25 | operators to pull for lab testing to the SOP.Updated company logo CC- in SOP and forms Fl & F2 | 25-0197 | M. Autrey |

 
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